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PRIVACY POLICY ON THE ETHICAL CHANNEL

The Professional Association of Hygienists of Galicia (hereinafter, HIDEGAL) has an ethical channel (hereinafter, the “Ethical Channel” or “Internal Information System”) which is governed by Directive (EU) 2019/1937 of the European Parliament and of the Council of October 23, 2019, on the protection of persons who report breaches of Union law, the Law, and other applicable legislation.

The processing of the personal data of the informant, of the person under investigation, and of the rest of the affected persons, obtained and/or generated in the context of the management of the Ethical Channel, will be adjusted to the provisions of Regulation (EU) 2016/679 of the European Parliament and of the Council of April 27, 2016, on the protection of natural persons with regard to the processing of personal data and on the free movement of such data (hereinafter, “GDPR”), Law 2/2023, of February 20, regulating the protection of persons who report regulatory infringements and the fight against corruption (hereinafter “Law 2/2003”), and other applicable legislation.

1. Controller of personal data processing.

In accordance with Article 13 of the GDPR, we inform you that the HIDEGAL entity to which the communication refers is the Data Controller. The entities are as follows:

  • HIDEGAL, with address at Rúa Nova de Abaixo, 23, 15701 Santiago de Compostela, A Coruña.

Likewise, we inform you that the entity responsible within the Association will access and process your data for the management of communications of the Ethical Channel and of public disclosures. You may contact the Data Protection Officer at the email address info@hidegal.com.

2. Guarantee of Confidentiality and responsible use of the Ethical Channel

HIDEGAL guarantees the confidentiality of both the information provided and your personal data supplied through the aforementioned Ethical Channel. Making responsible use of the Ethical Channel is your obligation; therefore, under no circumstances should you make unfounded or bad faith communications, in which case the applicable legal and/or disciplinary actions may be taken. Furthermore, any statement you make to report on another person must be respectful and maintain decorum and good manners. HIDEGAL is not responsible for derogatory comments you may make about any third party. Likewise, you must guarantee that the personal data provided are true, accurate, complete, and up to date.

3. Purpose of processing and legal basis.

Management of communications of the Ethical Channel.

  • Description of the purpose: to receive and manage the communications received, investigate the reported facts, and resolve the cases regarding alleged illicit acts or actions or omissions contrary to the HIDEGAL Code of Ethics and regulatory infringements, in accordance with the provisions of Law 2/2023. As well as to take appropriate disciplinary measures and/or promote, within the current legal framework, the judicial proceedings that may arise from the facts investigated. In the context of this purpose, any category of data subjects related to the activity and business of HIDEGAL derived from the communication sent to the Ethical Channel may be involved (for example: employees, external staff, suppliers, or clients).
  • Data processed for this purpose: identifying and contact data, as well as any data that are part of the communication of the reported facts (for example, professional/labor or economic-financial data). Eventually, depending on the facts disclosed, special categories of data could be processed, provided there are reasons of essential public interest that allow it.
  • Legal bases: The processing of your personal data has as its legal basis Article 6.1.f) of the GDPR, as it is necessary for the satisfaction of legitimate interests pursued by the data controller, as well as Article 6.1.c) of the GDPR by virtue of compliance with a legal obligation. The processing of personal data will be considered lawful in accordance with Article 30 of Law 2/2023.

4. Retention of personal data

The data processed and included in the communication sent to the Ethical Channel may be kept in the Internal Information System for the time strictly necessary to decide whether to initiate an investigation into the reported facts. In any case, after three (3) months from receipt of the communication without investigative actions having been initiated, the data must be deleted, unless the purpose of retention is to leave evidence of the functioning of the system. Communications that have not been acted upon may only be recorded in anonymized form. If it is proven that the information provided, or part of it, is not truthful, it will be deleted as soon as this circumstance becomes known, unless such lack of veracity may constitute a criminal offense, in which case the information will be kept for the necessary time while the judicial procedure is processed. Information received containing special categories of data pursuant to Article 9 of the GDPR will be immediately deleted without being processed, unless processing is carried out for reasons of essential public interest, pursuant to Article 9.2.g) of the GDPR. Under no circumstances will personal data that are not necessary for the knowledge and investigation of actions or omissions be processed; if applicable, they will be deleted immediately. Once investigative actions and/or communication and cooperation with competent authorities have been initiated, the personal data subject to such actions will be retained for the time necessary to achieve the intended purpose and, where applicable, for the maximum period established by the applicable regulations. Once the stated purposes have been achieved, the data will be blocked for the limitation periods of the liability that may arise in each case from the activity carried out.

5. Recipients

In accordance with the applicable data protection regulations, access to the data is limited exclusively to the Sole Responsible Party of the Internal Information System and those who carry out internal control and compliance functions. However, access by other persons, or even communication to third parties, will be lawful when necessary for the adoption of disciplinary measures or for the processing of judicial proceedings that, where appropriate, apply:

  • The data provided will be communicated to judicial bodies, judge, prosecutor, Law Enforcement Agencies, or administrative authority to which, if applicable, the result of the investigation is transferred, when so required by them or when the reported facts constitute a criminal offense.
  • The data provided will be processed and, if indispensable, transferred to third parties involved, such as collaborating entities, expert advisers participating in the investigation such as lawyers, forensic experts, appraisers, who will be subject to the same duty of confidentiality.
  • Only when the adoption of disciplinary measures against an employee may proceed will such access be allowed to staff with human resources management and control functions.
  • Companies that have the contractual or corporate relationship with the reporting person(s) and those involved in the communication, if necessary to carry out the internal investigation and take the disciplinary or other measures that apply, depending on the nature of the relationship with the person concerned.

6. Rights of the data subjects

As provided for by the GDPR, we inform you that:

  • You have the right to request access to your personal data, as well as to request the rectification of inaccurate data or, where appropriate, to request their deletion when, among other reasons, the data are no longer necessary for the purposes for which they were collected.
  • In certain circumstances, you may request the restriction of the processing of your data, in which case we will only keep them for the exercise or defense of claims.
  • In certain circumstances and for reasons related to your particular situation, you may object to the processing of your data. HIDEGAL will stop processing the data, except for compelling legitimate reasons, or the exercise or defense of possible claims. In the event that the person to whom the facts reported in the communications or in the public disclosures refer exercises the right to object, it will be presumed that there are compelling legitimate reasons that justify the processing of their personal data and, therefore, such objection will not be upheld.
  • You have the right to lodge a complaint with the supervisory authority if you consider that the processing does not comply with the applicable data protection regulations.
  • You have the right to the portability of your personal data.

To exercise the recognized rights, to the extent that they are applicable, you must send a written communication to the following email address info@hidegal.com providing a copy of your ID card or equivalent document, and identifying yourself as a user of the HIDEGAL Ethical Channel form. You may revoke the consents given, if applicable, by contacting the address or email indicated above. Likewise, we inform you that you have the right to lodge a complaint with the competent Data Protection Agency, especially when you have not obtained satisfaction in the exercise of your rights.

7. International data transfers

As a general rule, the data provided through the HIDEGAL Ethical Channel will not be subject to International Data Transfer. However, your data may be transferred to Group companies in the European Economic Area in order to manage your communication, if, for administrative reasons and/or arising from the investigation procedure, so required.

8. Security

In order to safeguard the security of your personal data, we inform you that we have adopted all necessary technical and organizational measures to guarantee the security of the personal data provided against alteration, loss, misuse, disclosure, and unauthorized processing or access, as required by personal data protection regulations. In this regard, HIDEGAL guarantees the custody of the processed data, for which it will adopt the pertinent measures for such purposes, always in accordance with the state of technology at any given time. Our security measures are permanently updated in line with technological development and the obligations of data protection regulations. Although in data transmissions over the internet it is not possible to guarantee absolute protection against intrusions, both we and our subcontractors and business partners make the utmost efforts to maintain physical, electronic, and procedural protection measures to guarantee the protection of your data in accordance with the legal requirements applicable in this area. Among the measures we use are the following:

  • Limiting access solely to the control body with authorization according to the management tasks that must be carried out to fulfill the purposes described.
  • Firewalls to prevent unauthorized access.
  • Regularly monitoring access to detect and stop any attempt at unauthorized or improper access to personal data.

The case tracking number or password provided (the credentials) that you must use when starting each session is personal and non-transferable. You are responsible for preserving the security and confidentiality of the credentials and preventing any access to information on the progress of the investigation by third parties other than yourself.